Li, Yu Wing 李宇穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BASIC ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-06-06 | 2015-09-05 |
| 2 | Central China International Futures Company Limited | Rep | Advising on futures contracts | 2017-10-18 | 2018-09-28 |
| 3 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2015-10-07 | 2016-08-10 | Rep | Advising on securities | 2016-08-10 | 2019-02-20 | Rep | Dealing in securities | 2017-05-02 | 2019-02-20 |
| 4 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2013-10-15 | 2014-04-16 | Rep | Dealing in futures contracts | 2013-10-15 | 2014-04-16 |
| 5 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2013-10-15 | 2014-04-16 | Rep | Dealing in securities | 2013-10-15 | 2014-04-16 |
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