Song, Yuxi 宋禹熹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2023-09-12 | Rep | Advising on securities | 2023-09-12 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2023-09-12 | |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2013-10-21 | 2013-10-22 |
| 4 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-10-21 | 2014-06-14 | Rep | Dealing in securities | 2013-11-04 | 2014-06-14 |
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