Guenoun, Gregory Benjamin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2013-10-29 | 2014-11-30 | Rep | Dealing in securities | 2013-10-29 | 2014-11-30 |
| 2 | OTCex Hong Kong Limited | Rep | Dealing in futures contracts | 2022-10-17 | 2023-01-09 | Rep | Dealing in securities | 2022-10-17 | 2023-01-09 | RO | Dealing in futures contracts | 2023-01-09 | RO | Dealing in securities | 2023-01-09 |
| 3 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-05-15 | 2021-05-05 | Rep | Dealing in securities | 2018-05-15 | 2021-05-05 | RO | Dealing in futures contracts | 2021-05-05 | 2022-05-20 | RO | Dealing in securities | 2021-05-05 | 2022-05-20 |
| 4 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2014-12-12 | 2018-03-30 | Rep | Dealing in securities | 2014-12-12 | 2018-03-30 |
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