Chen, Cheng (SFC:BCI996) 陳誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2014-06-04 | 2014-09-26 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2013-11-22 | 2014-06-27 | Rep | Dealing in securities | 2013-11-22 | 2014-09-26 |
| 3 | China Sunrise Asset Management Limited | Rep | Asset management | 2021-10-21 | |
| 4 | China Sunrise Capital Limited | Rep | Advising on corporate finance | 2017-04-19 | 2021-10-26 | Rep | Dealing in securities | 2019-08-07 | 2021-10-26 |
| 5 | China Sunrise Securities (International) Limited | Rep | Dealing in securities | 2017-04-19 | 2019-08-07 | RO | Dealing in securities | 2021-10-26 | Rep | Advising on securities | 2021-12-21 | 2022-05-17 | RO | Advising on securities | 2022-05-17 |
| 6 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-10-15 | 2016-05-19 |
| 7 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2016-06-15 | 2017-03-03 |
| 8 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-06-15 | 2017-03-03 | Rep | Dealing in securities | 2016-06-15 | 2017-03-03 |
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