Shen, Chenlu 沈晨璐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-10-22 | |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2014-10-22 | Rep | Dealing in securities | 2014-10-22 |
3 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-02 | 2014-08-07 |
4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-08-12 | 2014-10-01 |
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