Yum, Chung Man 任仲民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2014-12-18 | 2018-03-02 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-24 | 2014-11-29 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2018-03-13 |
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