Ngan, Or 顏珂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-04-23 | 2020-05-31 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2018-08-17 | 2020-05-31 |
| 3 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2020-10-21 | 2021-06-09 |
| 4 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2020-10-21 | 2021-06-09 |
| 5 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-08-23 | 2016-12-08 |
| 6 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-08-23 | 2016-12-08 |
| 7 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2020-06-18 | 2020-07-28 | Rep | Dealing in securities | 2020-06-18 | 2020-07-28 |
| 8 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2018-04-23 | 2020-05-31 |
| 9 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-02-10 | 2016-06-03 |
| 10 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-02-10 | 2016-06-03 |
| 11 | Holly International Financial Holdings Limited | Rep | Dealing in futures contracts | 2017-02-22 | 2017-03-01 |
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