Xu, Yuanjie 徐元杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-09-26 | |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2017-09-26 | |
| 3 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2017-09-26 | |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2014-02-19 | 2016-05-12 |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2014-02-19 | 2016-05-12 |
| 6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-02-19 | 2016-05-12 |
| 7 | PARAMETRICA MANAGEMENT LIMITED | Rep | Asset management | 2016-11-08 | 2017-03-23 |
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