Ng, Henry Kwok To 吳國滔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2018-08-28 | 2019-01-24 |
| 2 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-09-25 | 2023-07-25 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-04-18 | 2023-07-25 |
| 4 | Sino-Rich Securities & Futures Limited | Rep | Advising on futures contracts | 2023-10-03 | Rep | Advising on securities | 2023-10-03 | Rep | Asset management | 2023-10-03 | Rep | Dealing in futures contracts | 2023-10-03 | Rep | Dealing in securities | 2023-10-03 |
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