Tsui, Randy 徐熙瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2014-07-08 | 2015-11-10 | Rep | Asset management | 2014-07-08 | 2015-11-10 |
| 2 | Sino-Rich Securities & Futures Limited | Rep | Advising on securities | 2016-06-21 | 2017-11-23 | Rep | Asset management | 2016-06-21 | 2017-11-23 | Rep | Dealing in securities | 2016-06-21 | 2017-11-23 |
| 3 | Sinostar Asset Management Limited | Rep | Advising on securities | 2017-11-27 | 2019-12-11 | Rep | Asset management | 2017-11-27 | 2019-12-11 |
| 4 | Sinostar Securities Limited | Rep | Dealing in securities | 2017-11-27 | 2019-12-11 |
| 5 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2023-05-05 | RO | Asset management | 2023-05-05 |
| 6 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2014-02-28 | 2014-06-24 | Rep | Asset management | 2014-02-28 | 2014-06-24 | Rep | Dealing in securities | 2014-02-28 | 2014-06-24 |
| 7 | Zhanlin Securities Limited | RO | Dealing in securities | 2020-03-30 | 2023-02-02 | RO | Advising on securities | 2020-09-23 | 2023-02-02 | RO | Asset management | 2020-09-23 | 2023-02-02 |
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