Yeung, Hiu Wai 楊曉慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2023-06-20 | Rep | Dealing in securities | 2023-06-20 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2021-11-02 | 2023-06-05 | Rep | Dealing in securities | 2021-11-02 | 2023-06-05 |
| 3 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2021-11-02 | 2023-06-05 | Rep | Dealing in securities | 2021-11-02 | 2023-06-05 |
| 4 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2018-09-07 | 2019-09-12 |
| 5 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-09-07 | 2019-09-12 |
| 6 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2019-10-17 | 2021-10-19 | Rep | Advising on securities | 2019-10-17 | 2021-10-19 | Rep | Dealing in securities | 2019-10-17 | 2021-10-19 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-06-22 | 2021-10-19 |
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