Cheng, Jie (SFC:BCZ612) 程劼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2015-11-19 | 2018-08-03 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2018-08-20 | 2019-02-22 | Rep | Dealing in securities | 2018-08-20 | 2019-02-22 |
| 3 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-03-11 | 2015-10-31 |
| 4 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2019-03-15 | 2019-08-22 | RO | Advising on corporate finance | 2019-08-22 | 2020-02-27 |
| 5 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-03-15 | 2020-02-27 |
| 6 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | RO | Advising on corporate finance | 2020-09-24 | 2022-03-29 |
| 7 | Yue Xiu Capital Limited | Rep | Advising on corporate finance | 2022-09-20 | 2022-10-26 | RO | Advising on corporate finance | 2022-10-26 |
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