Tsui, Chi Kuen Abe 徐志權

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCOM International (Asia) Limited Rep Dealing in securities 2014-03-25 2015-03-06
2 BOCOM International Securities Limited Rep Advising on securities 2014-03-25 2015-03-06
Rep Dealing in securities 2014-03-25 2015-03-06
3 China Galaxy International Securities (Hong Kong) Co., Limited Rep Advising on securities 2020-03-31 2020-06-18
Rep Dealing in securities 2020-03-31 2020-06-18
RO Advising on securities 2020-06-18 2022-02-27
RO Dealing in securities 2020-06-18 2022-02-27
4 CMBC International Securities Limited Rep Advising on securities 2017-01-16 2017-02-16
Rep Dealing in securities 2017-01-16 2017-02-16
RO Advising on securities 2017-02-16 2018-07-31
RO Dealing in securities 2017-02-16 2018-07-31
5 CMBC SECURITIES COMPANY LIMITED RO Advising on securities 2017-08-02 2018-07-31
RO Dealing in securities 2017-08-02 2018-07-31
6 Quam Securities Limited RO Advising on securities 2016-02-02 2016-05-15
RO Dealing in securities 2016-02-02 2016-05-15
Rep Advising on securities 2018-08-20 2018-10-30
Rep Dealing in securities 2018-08-20 2018-10-30
RO Advising on securities 2018-10-30 2020-03-19
RO Dealing in securities 2018-10-30 2020-03-19
7 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2022-05-20 2022-07-15
RO Advising on securities 2022-07-15
8 SHANXI SECURITIES INTERNATIONAL LIMITED Rep Dealing in securities 2022-05-20 2022-07-15
RO Dealing in securities 2022-07-15

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