Yuen, Yiu Hei 阮堯熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-03-28 | 2015-01-11 |
| 2 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-03-28 | 2015-01-11 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2015-08-05 | 2018-11-11 | Rep | Dealing in securities | 2015-08-05 | 2018-11-11 |
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