Chan, Derrick (SFC:BDE476) 陳是誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2020-05-11 | 2022-02-27 | Rep | Dealing in securities | 2020-05-11 | 2022-02-27 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2014-03-31 | 2014-06-10 | Rep | Dealing in securities | 2014-03-31 | 2014-06-10 |
| 3 | CMBC International Securities Limited | Rep | Advising on securities | 2016-12-01 | 2017-05-13 | Rep | Dealing in securities | 2016-12-01 | 2017-05-13 |
| 4 | FTI Capital Advisors (Hong Kong) Limited | RO | Advising on securities | 2023-01-17 | RO | Dealing in securities | 2023-01-17 | Rep | Advising on corporate finance | 2023-04-04 | 2024-01-12 | RO | Advising on corporate finance | 2024-01-12 |
| 5 | Quam Securities Limited | Rep | Advising on securities | 2015-12-17 | 2016-05-15 | Rep | Dealing in securities | 2015-12-17 | 2016-05-15 |
| 6 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2017-08-22 | 2018-06-15 | Rep | Asset management | 2017-08-22 | 2018-06-15 | Rep | Dealing in securities | 2017-08-22 | 2018-06-15 |
| 7 | Yunfeng Securities Limited | Rep | Advising on securities | 2017-08-22 | 2018-06-15 | Rep | Dealing in securities | 2017-08-22 | 2018-06-15 |
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