Chiu, Sui Ling 趙瑞玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Asset management | 2021-04-07 | Rep | Dealing in securities | 2021-04-07 |
| 2 | Yuanta Securities (Hong Kong) Company Limited | Rep | Asset management | 2018-11-28 | 2021-03-31 | Rep | Dealing in securities | 2018-11-28 | 2021-03-31 | Rep | Advising on securities | 2019-07-11 | 2021-03-31 |
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