Chan, Po Lam 陳寶琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2021-09-09 | |
2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-09-09 | |
3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-08-28 | 2021-08-27 |
4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2020-08-28 | 2021-08-27 |
5 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-05-24 | 2020-08-12 |
6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-05-24 | 2020-08-12 |
7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-12-20 | 2019-04-30 |
8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-12-20 | 2019-04-30 |
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