Pak, Ka Lee 白嘉莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2016-11-10 | 2020-05-21 |
| 2 | Mason Securities Limited | Rep | Advising on securities | 2016-11-10 | 2020-05-21 | Rep | Dealing in securities | 2016-11-10 | 2020-05-21 | Rep | Asset management | 2017-05-02 | 2020-05-21 | Rep | Advising on corporate finance | 2017-09-01 | 2018-06-22 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-04-11 | 2015-10-17 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-04-11 | 2015-10-17 |
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