Wu, Yanwan 吳艷婉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2021-02-04 | Rep | Advising on securities | 2021-03-05 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-03-05 | |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-10-15 | 2020-12-31 |
| 4 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2018-12-28 | 2020-07-19 | Rep | Dealing in securities | 2018-12-28 | 2020-07-19 |
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