Lo, Cho Ying 盧礎瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2014-04-24 | 2018-05-04 |
| 2 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2018-06-26 | 2020-12-31 |
| 3 | I Win Asset Management Limited | Rep | Advising on securities | 2021-10-05 | 2022-05-31 | Rep | Asset management | 2021-10-05 | 2022-05-31 |
| 4 | I WIN SECURITIES LIMITED | Rep | Dealing in securities | 2021-08-03 | 2022-05-31 |
| 5 | SBI Securities (Hong Kong) Limited | Rep | Advising on securities | 2022-06-17 | Rep | Dealing in securities | 2022-06-17 |
| 6 | Tongfang Securities Limited | Rep | Dealing in securities | 2021-02-02 | 2021-07-10 |
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