Lee, Ho Yin (SFC:BDH858) 李浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-08-11 | 2016-04-16 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-08-11 | 2016-04-16 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-08-11 | 2016-04-16 |
| 4 | REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in futures contracts | 2016-08-16 | 2018-05-25 | Rep | Dealing in securities | 2016-08-16 | 2018-05-25 |
| 5 | Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2014-04-28 | 2015-05-15 | Rep | Dealing in securities | 2014-04-28 | 2015-05-15 |
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