Tang, Sei Kit 鄧思傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crosby Securities Limited | Rep | Advising on securities | 2022-01-03 | 2023-02-28 | Rep | Dealing in securities | 2022-01-03 | 2023-02-28 | Rep | Asset management | 2022-06-20 | 2023-02-28 |
| 2 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2023-04-06 | 2023-08-04 | Rep | Asset management | 2023-04-06 | 2023-08-04 | Rep | Dealing in securities | 2023-04-06 | 2023-08-04 | RO | Advising on securities | 2023-08-04 | RO | Asset management | 2023-08-04 | RO | Dealing in securities | 2023-08-04 |
| 3 | Quam Securities Limited | Rep | Advising on securities | 2023-04-06 | 2023-08-04 | Rep | Asset management | 2023-04-06 | 2023-08-04 | Rep | Dealing in securities | 2023-04-06 | 2023-08-04 | RO | Advising on securities | 2023-08-04 | RO | Asset management | 2023-08-04 | RO | Dealing in securities | 2023-08-04 |
| 4 | Vontobel Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2014-06-24 | 2014-10-24 | Rep | Dealing in securities | 2014-06-24 | 2014-10-24 | RO | Advising on securities | 2014-10-24 | 2018-02-13 | RO | Dealing in securities | 2014-10-24 | 2018-02-13 |
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