Kwok, Tin Pui 郭天培
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Quam Securities Limited | Rep | Asset management | 2019-04-23 | 2019-05-24 | Rep | Dealing in securities | 2019-04-23 | 2019-05-24 |
| 2 | Glory Sun Securities Limited | Rep | Advising on securities | 2018-11-27 | 2019-03-25 | Rep | Asset management | 2018-11-27 | 2019-03-25 | Rep | Dealing in securities | 2018-11-27 | 2019-03-25 |
| 3 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2021-06-16 | 2021-08-11 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-06-26 | 2015-08-19 |
| 5 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-06-26 | 2015-08-19 |
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