Mui, Samuel Chok Wah 梅作華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHUNG LEE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-02-04 | 2020-05-15 |
| 2 | F.E. Corporate Finance Advisory Limited | RO | Advising on corporate finance | 2012-08-03 | 2019-10-06 |
| 3 | GSI FINANCE GROUP LIMITED | RO | Advising on corporate finance | 2011-03-18 | 2011-03-31 |
| 4 | Huafu International Finance Limited | RO | Advising on corporate finance | 2021-01-25 | 2021-11-30 |
| 5 | KCG FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2022-07-21 | Rep | Asset management | 2022-07-21 |
| 6 | KCG SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-05-12 | Rep | Advising on securities | 2004-05-12 | Rep | Advising on corporate finance | 2022-05-16 | 2022-07-21 | Rep | Dealing in securities | 2022-07-21 | RO | Advising on corporate finance | 2022-07-21 |
| 7 | MESSIS CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-11-02 | 2006-11-06 |
| 8 | SDHG International Asset Management Limited | Rep | Advising on corporate finance | 2009-10-20 | 2009-12-01 | Rep | Advising on securities | 2009-10-20 | 2009-12-01 | Rep | Asset management | 2009-10-20 | 2009-12-01 | Rep | Advising on futures contracts | 2009-10-29 | 2009-12-01 |
| 9 | Sino-Rich Securities & Futures Limited | Rep | Advising on corporate finance | 2006-11-10 | 2007-04-02 |
| 10 | SSC MANDARIN FINANCIAL SERVICES LIMITED | Rep | Advising on corporate finance | 2009-12-07 | 2010-01-14 | Rep | Advising on securities | 2009-12-07 | 2011-02-02 | RO | Advising on corporate finance | 2010-01-14 | 2011-02-02 | Rep | Advising on corporate finance | 2011-05-24 | 2011-06-16 | Rep | Advising on securities | 2011-05-24 | 2011-06-16 | RO | Advising on corporate finance | 2011-06-16 | 2012-02-28 | RO | Advising on securities | 2011-06-16 | 2012-02-28 |
| 11 | ZhongHua Finance Asset Management Co., Limited | Rep | Advising on securities | 2020-02-04 | 2020-05-15 | Rep | Asset management | 2020-02-04 | 2020-05-15 |
| 12 | ZhongHua Finance Capital Co., Limited | RO | Advising on corporate finance | 2020-02-04 | 2020-05-15 |
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