Sik, Wai Wai 釋為懷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRANSING SECURITIES CO., LIMITED | Rep | Advising on securities | 2021-06-04 | 2022-04-01 | Rep | Dealing in securities | 2021-06-04 | 2022-04-01 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-07-14 | 2017-10-02 | Rep | Advising on securities | 2015-03-02 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2021-05-29 | Rep | Dealing in securities | 2017-10-03 | 2021-05-29 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-07-14 | 2021-05-29 |
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