Lam, Ka Li (SFC:BDX792) 林嘉莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2017-01-20 | 2019-03-29 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2016-12-19 | 2019-03-29 |
| 3 | Fosun International Securities Limited | Rep | Dealing in securities | 2015-10-30 | 2016-12-02 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-08-04 | 2015-09-16 | Rep | Dealing in futures contracts | 2015-03-09 | 2015-09-16 |
| 5 | JMC Capital HK Limited | Rep | Dealing in securities | 2019-04-15 | 2019-07-13 |
| 6 | JMC Capital International Limited | Rep | Dealing in futures contracts | 2019-04-15 | 2019-07-13 |
| 7 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-09-16 | 2022-10-22 |
| 8 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-09-16 | 2022-10-22 |
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