Ngo, Hiu Fung 敖曉風
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on securities | 2016-09-07 | 2016-11-11 | Rep | Asset management | 2016-09-07 | 2016-11-11 | Rep | Dealing in securities | 2016-09-07 | 2016-11-11 |
| 2 | Quam Securities Limited | Rep | Dealing in futures contracts | 2014-08-25 | 2016-08-04 | Rep | Dealing in securities | 2014-08-25 | 2016-08-04 | Rep | Advising on securities | 2014-11-13 | 2016-08-04 |
| 3 | SBI China Capital Asset Management Limited | Rep | Asset management | 2019-08-06 | 2021-03-04 | RO | Advising on securities | 2019-08-06 | 2021-05-31 | RO | Asset management | 2021-03-04 | 2021-05-31 |
| 4 | SBI China Capital Financial Services Limited | Rep | Advising on securities | 2018-11-20 | 2021-05-31 | Rep | Asset management | 2018-11-20 | 2021-05-31 | Rep | Dealing in securities | 2018-11-20 | 2021-05-31 |
| 5 | WEST BULL SECURITIES LIMITED | Rep | Dealing in securities | 2021-06-22 | Rep | Advising on securities | 2021-06-22 | 2021-08-27 | Rep | Asset management | 2021-06-22 | 2021-08-27 | RO | Advising on securities | 2021-08-27 | RO | Asset management | 2021-08-27 |
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