Li, Mao (SFC:BOI880) 李懋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2022-06-06 | |
| 2 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2022-06-06 | Rep | Advising on securities | 2022-06-06 | Rep | Dealing in securities | 2022-06-06 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2019-05-08 | 2021-03-17 | Rep | Dealing in securities | 2019-05-08 | 2021-03-17 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2021-05-06 | 2021-10-21 | Rep | Dealing in securities | 2021-05-06 | 2021-10-21 |
| 5 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-05-08 | 2021-03-17 | Rep | Advising on securities | 2019-05-08 | 2021-03-17 |
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