Li, Zhengrong 李崢嶸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-09-04 | 2015-04-24 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | RO | 2015-04-24 | 2015-10-31 | SHENG YUAN CAPITAL (HONG KONG) LIMITED | RO | 2015-12-16 | 2017-04-16 | Wilson International Capital Limited | RO | 2017-08-18 | 2018-01-20 | ONEDAY CORPORATE FINANCE LIMITED | RO | 2018-11-01 | 2020-04-09 |
| 2 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2015-02-26 | 2015-10-31 | SHENG YUAN SECURITIES LIMITED | Rep | 2016-05-05 | 2017-04-16 | WILSON SECURITIES LIMITED | Rep | 2017-05-05 | 2018-01-20 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2014-12-12 | 2015-10-31 | SHENG YUAN SECURITIES LIMITED | Rep | 2016-05-05 | 2017-04-16 | WILSON SECURITIES LIMITED | Rep | 2017-05-05 | 2018-01-20 |
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