Chan, Sze 陳詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Grit Securities Limited | Rep | Dealing in securities | 2019-06-24 | 2020-07-10 |
2 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2020-11-11 | 2021-11-05 |
3 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2020-07-14 | 2021-11-05 |
4 | JOINCAP CAPITAL LIMITED | Rep | Advising on securities | 2019-06-24 | 2020-07-10 | Rep | Asset management | 2019-06-24 | 2020-07-10 |
5 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Dealing in securities | 2021-11-24 | Rep | Advising on corporate finance | 2022-01-27 | Rep | Advising on securities | 2022-01-27 |
6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-11-24 |
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