Ho, Jennifer Siu Yan 何紹茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2014-11-10 | 2016-09-08 | Rep | Dealing in futures contracts | 2015-03-18 | 2016-09-08 |
| 2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-04-24 | Rep | Dealing in futures contracts | 2019-04-24 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-03-21 | Rep | Dealing in securities | 2019-03-21 |
| 4 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-09-15 | 2018-09-19 |
| 5 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Advising on securities | 2016-09-15 | 2018-09-19 | Rep | Dealing in securities | 2016-09-15 | 2018-09-19 |
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