Chen, Yu (SFC:BEM653) 陳昱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2018-12-14 | 2020-06-30 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-12-14 | 2020-06-30 | Rep | Dealing in securities | 2018-12-14 | 2020-06-30 |
| 3 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2022-01-07 | Rep | Asset management | 2022-01-07 |
| 4 | Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | Advising on securities | 2020-07-13 | 2021-12-17 | Rep | Asset management | 2020-07-13 | 2021-12-17 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2016-11-15 | 2018-01-15 |
| 6 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-11-14 | 2016-11-14 |
| 7 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-11-14 | 2016-11-14 |
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