Yao, Huiyang 姚繪陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CNCB (Hong Kong) Capital Limited | Rep | Advising on corporate finance | 2016-09-09 | 2021-01-24 | Rep | Advising on securities | 2016-09-09 | 2021-01-24 | Rep | Dealing in securities | 2016-09-09 | 2021-01-24 |
2 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2022-08-24 | 2024-09-13 | Rep | Asset management | 2022-08-24 | 2024-09-13 | Rep | Dealing in securities | 2022-08-24 | 2024-09-13 |
3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-12-17 | 2016-03-12 |
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