Li, Shuonan 李碩楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC International Capital Limited | Rep | Dealing in securities | 2018-05-10 | 2018-09-26 | Rep | Advising on corporate finance | 2018-06-01 | 2019-04-15 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-11-12 | 2019-04-15 |
| 3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2019-05-16 | 2019-12-06 | Rep | Dealing in securities | 2019-05-16 | 2019-12-06 |
| 4 | Roofer Asset Management Limited | Rep | Asset management | 2024-01-03 | |
| 5 | ROOFER SECURITIES LIMITED | Rep | Advising on securities | 2024-01-03 | Rep | Dealing in securities | 2024-01-03 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-12-22 | 2018-04-15 |
| 7 | VICTORY SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2022-06-22 | 2022-08-05 |
| 8 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-05-12 | 2022-01-19 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy