Ye, Zixin Susie 叶梓昕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2019-05-15 | 2019-11-11 | Rep | Dealing in securities | 2019-05-15 | 2019-11-11 | Rep | Advising on corporate finance | 2020-12-07 | 2021-04-14 | Rep | Dealing in securities | 2020-12-07 | 2021-04-14 |
| 2 | Fosun International Securities Limited | Rep | Dealing in securities | 2018-06-25 | 2019-04-26 | Rep | Advising on corporate finance | 2018-08-13 | 2019-04-26 |
| 3 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2015-01-19 | 2015-11-29 |
| 4 | RiverCircle Investments Limited | Rep | Advising on securities | 2024-03-27 | Rep | Asset management | 2024-03-27 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-12-07 | 2018-06-07 |
| 6 | VMS Asset Management Limited | Rep | Advising on securities | 2022-07-05 | 2024-02-03 | Rep | Asset management | 2022-07-05 | 2024-02-03 |
| 7 | VMS Securities Limited | Rep | Advising on corporate finance | 2021-05-28 | 2022-07-04 | Rep | Dealing in securities | 2021-05-28 | 2024-02-03 |
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