Choy, Leo Lai Ho 蔡澧豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Sherpa Capital Management Limited | Rep | Asset management | 2023-07-13 | |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2015-01-21 | 2015-04-02 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2015-01-21 | 2015-04-02 |
| 4 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-21 | 2016-10-26 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-08-21 | 2016-10-26 | Rep | Dealing in securities | 2015-08-21 | 2016-10-26 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2016-11-07 | 2020-11-06 | Rep | Dealing in futures contracts | 2016-11-07 | 2020-11-06 | Rep | Dealing in securities | 2016-11-07 | 2020-11-06 |
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