Huo, Xintong 霍薪同
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2022-07-21 | Rep | Dealing in securities | 2022-07-21 |
| 2 | CNI Securities Group Limited | Rep | Dealing in securities | 2015-02-03 | 2015-10-06 |
| 3 | EMPEROR CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2017-07-17 | 2018-10-10 | Rep | Dealing in securities | 2017-07-17 | 2018-10-10 |
| 4 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-10-25 | 2021-05-21 |
| 5 | KOALA SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-14 | 2016-11-11 |
| 6 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2016-12-05 | 2017-03-31 | Rep | Dealing in securities | 2016-12-05 | 2017-03-31 |
| 7 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-06-08 | 2022-07-01 | Rep | Dealing in securities | 2021-06-16 | 2022-07-01 |
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