Guo, Yujia (SFC:BPA439) 郭雨嘉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2019-10-25 | 2020-10-14 | Rep | Dealing in securities | 2019-10-25 | 2020-10-14 |
| 2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-11-10 | 2022-10-08 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-11-10 | 2022-10-08 |
| 4 | YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2022-12-19 | Rep | Asset management | 2022-12-19 |
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