Mok, Hiu Fai 莫曉暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2019-06-20 | 2021-12-10 | Rep | Advising on securities | 2019-12-04 | 2021-12-10 | Rep | Asset management | 2019-12-04 | 2021-12-10 |
| 2 | CMB International Asset Management Limited | Rep | Advising on securities | 2024-02-20 | Rep | Asset management | 2024-02-20 | Rep | Dealing in securities | 2024-02-20 |
| 3 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2015-02-27 | 2017-01-31 |
| 4 | ICAP Securities Hong Kong Limited | Rep | Dealing in securities | 2016-01-04 | 2017-01-31 |
| 5 | SPDB International Securities Limited | Rep | Dealing in securities | 2021-12-30 | 2023-06-30 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2017-02-14 | 2019-05-18 |
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