Smith, Stephen Mark (SFC:BFA905)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GFI (HK) SECURITIES L.L.C. Rep Automated trading services 2015-03-05 2017-10-12
Rep Dealing in securities 2015-03-05 2017-10-12
2 TULLETT PREBON (HONG KONG) LIMITED Rep Automated trading services 2019-03-01 2019-06-12
Rep Dealing in securities 2019-03-01 2019-06-12
RO Automated trading services 2019-06-12 2019-12-12
RO Dealing in securities 2019-06-12 2019-12-12
Rep Automated trading services 2019-12-30 2023-05-16
Rep Dealing in securities 2019-12-30 2023-05-16

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