Smith, Stephen Mark (SFC:BFA905)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2015-03-05 | 2017-10-12 | Rep | Dealing in securities | 2015-03-05 | 2017-10-12 |
| 2 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Automated trading services | 2019-03-01 | 2019-06-12 | Rep | Dealing in securities | 2019-03-01 | 2019-06-12 | RO | Automated trading services | 2019-06-12 | 2019-12-12 | RO | Dealing in securities | 2019-06-12 | 2019-12-12 | Rep | Automated trading services | 2019-12-30 | 2023-05-16 | Rep | Dealing in securities | 2019-12-30 | 2023-05-16 |
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