Poon, Wai Chu 潘惠珠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2018-01-25 | 2020-05-15 |
| 2 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2018-01-25 | 2020-05-15 |
| 3 | DL SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2020-06-09 | 2020-08-11 |
| 4 | Quam Securities Limited | Rep | Dealing in securities | 2015-03-16 | 2015-07-11 |
| 5 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-07 | 2018-01-14 |
| 6 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-07 | 2018-01-14 |
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