Luk, Siu Yeung 陸兆揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-03-27 | 2015-07-11 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2015-03-27 | 2015-07-11 |
| 3 | ORTUS CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2018-11-28 | 2020-10-28 |
| 4 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2017-07-28 | 2018-11-14 | Rep | Advising on securities | 2017-07-28 | 2018-11-14 | Rep | Asset management | 2017-07-28 | 2018-11-14 |
| 5 | WELLCHAMP CAPITAL LIMITED | Rep | Advising on securities | 2015-07-22 | 2017-04-07 | Rep | Asset management | 2016-01-14 | 2017-04-07 |
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