Maria, Kulvinder Singh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2015-03-30 | 2015-11-04 | Rep | Dealing in securities | 2015-03-30 | 2015-11-04 |
| 2 | OTCex Hong Kong Limited | Rep | Dealing in securities | 2018-04-24 | Rep | Dealing in futures contracts | 2018-05-25 |
| 3 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2016-05-04 | 2017-11-20 |
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