Pun, Ko Fung 潘高峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-04-26 | 2018-10-08 | RO | Dealing in securities | 2018-10-08 | Rep | Asset management | 2019-09-30 | 2022-12-01 | RO | Asset management | 2022-12-01 | RO | Advising on securities | 2023-11-10 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-04-21 | 2015-05-23 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2015-04-21 | 2015-05-23 |
| 4 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-29 | 2018-04-06 |
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