Shao, Dan (SFC:BFH489) 邵丹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | VICTORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-07-16 | |
| 2 | VICTORY SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-07-16 | |
| 3 | VICTORY SECURITIES COMPANY LIMITED | Rep | Asset management | 2019-08-23 | |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-04-23 | 2017-05-01 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-04-23 | 2017-05-01 |
| 6 | CENTRAL CHINA ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2018-07-13 | 2019-02-15 |
| 7 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2017-05-17 | 2019-06-30 |
| 8 | Central China International Futures Company Limited | Rep | Dealing in futures contracts | 2017-10-18 | 2019-06-30 |
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