Shangguan, Jian 上官劍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSOP Asset Management Limited | Rep | Advising on securities | 2020-02-12 | Rep | Dealing in securities | 2020-02-12 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2015-05-13 | 2015-08-18 | Rep | Dealing in securities | 2015-05-13 | 2015-08-18 |
| 3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-09-01 | 2020-01-22 | Rep | Dealing in securities | 2015-09-01 | 2020-01-22 |
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