Shangguan, Jian 上官劍

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Guosen Securities (HK) Brokerage Company, Limited Rep Advising on securities 2015-05-13 2015-08-18
2 Guosen Securities (HK) Brokerage Company, Limited Rep Dealing in securities 2015-05-13 2015-08-18
3 MIB SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2015-09-01 2020-01-22
4 MIB SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2015-09-01 2020-01-22
5 CSOP Asset Management Limited Rep Advising on securities 2020-02-12
6 CSOP Asset Management Limited Rep Dealing in securities 2020-02-12

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