Chu, Nelson Chun Ho 朱震濠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2015-06-05 | 2018-12-31 | Rep | Dealing in futures contracts | 2015-07-09 | 2018-12-31 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2021-03-22 | |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2021-03-22 | |
| 4 | Finet Securities Limited | Rep | Dealing in securities | 2019-03-26 | 2019-05-22 |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-09-24 | 2021-02-28 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-09-24 | 2021-02-28 |
| 7 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2019-07-03 | 2020-08-27 |
| 8 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-07-03 | 2020-08-27 |
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