Lam, Mau Sum 林茂森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2015-06-12 | 2016-05-21 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2015-06-12 | 2016-05-21 |
| 3 | China Chengtong (Hong Kong) Asset Management Company Limited | Rep | Advising on securities | 2017-06-01 | 2017-06-26 |
| 4 | China Chengtong (Hong Kong) Asset Management Company Limited | Rep | Asset management | 2017-06-01 | 2017-06-26 |
| 5 | China Chengtong (Hong Kong) Asset Management Company Limited | Rep | Dealing in securities | 2017-06-01 | 2017-06-26 |
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