He, Tingting (SFC:BOZ736) 何婷婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Transfer Capital Investment Limited | Rep | Dealing in securities | 2020-04-24 | 2020-06-03 |
| 2 | Avenue Family Office Limited | Rep | Advising on securities | 2020-06-16 | 2021-05-25 |
| 3 | Avenue Family Office Limited | Rep | Asset management | 2020-06-16 | 2021-05-25 |
| 4 | Avenue Family Office Limited | Rep | Dealing in securities | 2020-06-16 | 2021-05-25 |
| 5 | Alliance Capital Partners Limited (HK) | Rep | Advising on corporate finance | 2021-11-16 | 2022-09-07 |
| 6 | Alliance Capital Partners Limited (HK) | Rep | Dealing in securities | 2021-11-16 | 2022-09-07 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2022-11-25 | 2024-05-03 |
| 8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2022-12-16 | 2024-05-03 |
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